General

Combined Admin Reports Consolidated Uploads Daily Summary Report Group Report Operations Dashboard Firm Accounts Firm Acct Txn Summary Security Master Curvature Stock Borrow Log Velocity Stock Borrow Log Velocity Recon Wedbush Stock Borrow User Editor User Activity Edit Account Groups Expense/Hard/Rate Entry Triad Documentation Triad Employees Holiday Matrix Media Editor Announcements

Compliance

Written Supervisory Procedures Cyber Security Policies Employee Rights Restricted Period Short Sales Largest Holdings Report

 

Compliance (Cont.'D)

Lrgst Hldngs Aggr Report Lowest Priced Report Reg Sho Report Reg Sho Tracking Softek EOD Files Warehouse Boxes

Margin

Day Traders Report Prime Broker Equity Report Debit Balance Detail Cash IRA Balance Long and Short Across Types Type 5 Longs Type 2 Shorts Type 2 DVPs (Wedbush) Margin Call Report Buying Power Exceptions Zero Buying Power Daily Change in Net Worth

Accounts

Cust. Search Account Profile Cust. Contact Triad Scanning View Scanned Docs PB Cross Guarantee Report Wedbush Streetsides ICBC Streetsides New Account Documents Account Funded Date Report

 

Prime Broker

As Of Trades Report Rep Unmatched Report ICBC Matched Report ICBC Unmatched Report ICBC Fail Report ICBC DTC Report NFS Brokers NFS Unmatched Report NFS Fail Report NFS Intl Fail Report NFS DTC Report Wedbush Matched Report Wedbush Unmatched Report Wedbush Fail Report Wedbush DTC Report Consolidated Fail Report Purged Trades Report Purge/Match Trades Prime Broker Chgs - Summary Prime Broker Billing - YTD Prime Broker Rates Intl PB Rates PB Sliding Scale Cust. Input Summary Cust. Input By Acct Cust. Input Detail Change Settlement Date FX Txn Rpt Staggered Settlement Report DWAC Trades Report Unmatched - Multi Process

 

Prime Broker (cont.'d)

Wire Instructions Wire Requests Comm Rebate Exceptions Short Sale Rebates Fully Paid Report Free Receives Report Credit Interest Report Debit Interest Report MMF Holdings Report

Profit/Loss

Unmatched Cancels Unpriced Bonds Unpriced New Issues Unpriced Txns Transaction Edits Simple Option Pricing P & L  A/C Totals

New Issue Service

Edit New Issues Service Recipients Send US Reports Send Intl. Reports Upload Research Reports Triad Talk Deal Notifications (MI or FP) Unpriced Blank Checks

AML Reports

Jrnl Monitor Daily Wires Report Wires Summary Report

 

Trading

Daily Trades Report Broker Summary Report Broker Detail Report Daily Options Report Exercise & Assignment Report Option Positions Report Zero and High $ Comm Report Intl Zero Comm Report Intl Comm/TSC PB Split Millenium PM Report Low Touch Trades Report Graziadio Trades Report CMTA Trades Report Redi Trades Report Redi Allocations Report Redi Intl Executions Report Redi NFS End of Prev Day Report Redi Away Executions Redi Hard to Borrow - SS Trades Redi Exposure Report Redi NFS OATS Report Redi Executions vs. Allocations Trafix Executions Trafix Allocations Rep/ Broker Summary Rep/ Broker Detail Rep Payout Summary NFS Trade Revenue RR Codes Report Txns RR CD Editor Wedbush Cancel Blotter International Charges Report